eFinancialCareers

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General Counsel	University of Virginia Investment Management Co. competitive base salary, bonus opportuni...	USA-VA-Charlottesville/Harrisonburg	20 Aug 08

The University of Virginia Investment Management Company (UVIMCO) seeks an exceptional attorney to lead all le...

Financial Analyst	Not Disclosed 80,001 - 150,000	USA-NY-New York City	19 Aug 08

Proskauer Rose LLP, one of the nation’s oldest law firms, provides top tier legal services to a broad range of...

Fixed Income Advisory Compliance Officer - AVP	Deutsche Bank competitive/ DOE	USA-NY-New York City	19 Aug 08

About Deutsche Bank Deutsche Bank is a leading global investment bank with a strong and profitable private cl...

Trading Auditor/Compliance (Investment Management)	Northwest Integrators LLC Highly competitive (base + lucrative bon...	USA-CT-Stamford	19 Aug 08

Trading Auditor needed to work closely with legal & Compliance to ensure traders are adhereing to predetermine...

Business Analyst - Business Management & Control	Not Disclosed Commensurate with experience	USA-CT-Stamford	19 Aug 08

Business Management & Control - Business Analyst. The individual will manage the implementation of initiative...

Vice President - Senior Investment Management Attorney (J5234)	Barker & Gilmore, LLC Base and Bonus	USA-NY-New York City	19 Aug 08

Our client, a leading international asset management company, seeks a senior level investment management attor...

Vice President, Hedge Fund Compliance Officer	Morgan Stanley not disclosed	USA-CT-Greenwich	19 Aug 08

See job description below

PWM Senior Compliance Officer	Morgan Stanley not disclosed	USA-NY-White Plains	19 Aug 08

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Commodity Compliance Coverage	Morgan Stanley not disclosed	USA-NY-White Plains	19 Aug 08

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Senior Commodity Compliance Coverage - Oil Liquids	Morgan Stanley not disclosed	USA-NY-White Plains	19 Aug 08

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Portfolio Compliance Analyst	BlackRock Inc. not disclosed	USA-DE-Delaware	19 Aug 08

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Compliance Associate	Street Advisor Group Very Competitive	USA-NY-New York City	18 Aug 08

Well funded, quantitative global arbitrage fund seeks a motivated, detail oriented individual for a Compliance...

Senior Compliance Officer	Metropolitan West Asset Management Competitive	USA-CA-Los Angeles	18 Aug 08

The Senior Compliance Officer assists the Chief Compliance Officer (CCO) in monitoring activities related to t...

Retirement Compliance Testing Administrator	Vanguard Commensurate	USA-PA-King of Prussia	18 Aug 08

See below

Retirement Compliance Testing Manager	Vanguard Commensurate	USA-PA-King of Prussia	18 Aug 08

See below

Senior Compliance Officer: Investment Bank	Ashton Lane Group, Inc Excellent Base & Bonus	USA-NY-New York City	18 Aug 08

Responsible for a variety of regulatory and compliance functions of a global investment bank.

Compliance (Sales and Marketing) - Broker Dealer	Not Disclosed The salary on offer is at the top of the...	USA-MA-Boston North	18 Aug 08

Our client requires a Manager of Broker Dealer Compliance, with primary focus on the review of Sales and Marke...

Administrative Assistant - DMS and Sub-Advisory	Eaton Vance not disclosed	USA-MA-Boston	18 Aug 08

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Administrative Assistant - DMS and Edgar	Eaton Vance not disclosed	USA-MA-Boston	18 Aug 08

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Compliance Officer - Trading Surveillance	Michael Page $65-$85k	USA-CT-Norwalk	18 Aug 08

Approve or deny employee trades based on Black-out or Restricted Lists.

INVESTMENT COMPLIANCE ANALYST	Not Disclosed Competitive	USA-NY-New York City	18 Aug 08

Top investment firm has an excellent opportunity for an Investment Compliance Analyst to join the Risk Oversig...

Director Corporate Governance	Not Disclosed base $ 200 - $ 250 + bonus 25 to 35 %.	USA-NY-New York City	18 Aug 08

Direct the Governance activities of major Financial Company. Analysis of Shareholder and investor community. E...

Account Support Executive	Macquarie Holdings Excellent compensation for the successfu...	USA-NY-New York City	18 Aug 08

As a result of growth, we are currently seeking an account support executive in the New York office.

Manager of Compliance Control Room	Not Disclosed $130,000 - $230,000	USA-NY-New York City	18 Aug 08

The Control Room Manager will work closely with the firm's Chief Compliance Officer and other compliance profe...

Senior Compliance Officer - Investment Management	Legend Global Search, Inc. Depends on Experience	USA-NY-New York City	15 Aug 08

Compliance Officer - Asset Management Compliance

Compliance Officer - Investment Guidelines and Restrictions	Legend Global Search, Inc. $70K - $90K	USA-NY-New York City	15 Aug 08

Compliance - Investment Guidelines and Restrictions - Asset Management Firm

Vice President - Compliance for US Banking	Legend Global Search, Inc. $165K + Bonus	USA-NY-New York City	15 Aug 08

VP - Compliance - Banking - Global Financial Services Company

Senior AML Officer - Seattle, Washington	Legend Global Search, Inc. $150K - $180K	USA-WA-Seattle	15 Aug 08

Senior AML Officer - Bank - Seattle, WA

Mortgage Executive CCO/JD	Michael Page 500,000 - 1,500,000	USA-NY-New York City	15 Aug 08

Top Hedge Fund is looking for a legal/compliance mortgage expert to head the newly launched mortgage purchasin...

Vice President (VP) Compliance	Not Disclosed $110,000 - $150,000	USA-NY-New York City	15 Aug 08

Our client is a very well known and well respected research and financial analysis firm. The Compliance group ...

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